

Morgan Stanley MUFG Securities is a leading provider of products and services in fixed income, equities, global capital markets, and investment research to corporations and institutional clients in Japan. The company is a consolidated subsidiary of Morgan Stanley.
| Company Name: | Morgan Stanley MUFG Securities Co., Ltd. |
| Major Business: | Financial Instruments Business |
| Chairman: | Yoshiaki Kawamata |
| President & CEO: | Jonathan B. Kindred |
| Address: | Yebisu Garden Place Tower 4-20-3 Ebisu, Shibuya-ku Tokyo 150-6008 Japan Map Tel: 03-5424-5000 / 03-5723-5000 |
| Establishment: | March 6, 1984* *Establishment date for Morgan Stanley International Ltd. (Tokyo Branch) |
| Capital: | Approximately JPY 62.1 billion (as of November 29, 2011) |
| Organization Overview: | Voting Interest Morgan Stanley:Mitsubishi UFJ Financial Group = 51%:49% Organization Diagram |
| Exchange Memberships: | • Tokyo Stock Exchange, Inc. (General Trading Participant) • Osaka Securities Exchange Co., Ltd. (Cash and Futures Trading Qualifications, Clearing Participant) • Nagoya Stock Exchange, Inc. (Stock Index Options Trading Participant) • Tokyo Financial Exchange Inc. (Clearing Participant - Euroyen Futures, Yen Swapnote and Interest Rate Futures etc.) |
| Industry Organization Memberships: | • Japan Securities Dealers Association (JSDA) • The Financial Futures Association of Japan (FFAJ) • The Commodity Futures Association of Japan (CFAJ) • Type II Financial Instruments Firms Association • American Chamber of Commerce in Japan (ACCJ) • International Bankers Association (IBA) |
| Other Memberships: | • Japan Investor Protection Fund (JIPF) |
| License: | • Money Lending Business Registration: Governor of Tokyo (3) No. 29805 |